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Compliance Officer Jobs

23 matches | 1 - 20 displayed
  1 2  
date  location  job detail
Sep 24,20 Portland, OR, United States Vp, General Counsel And Chief Compliance Officer
Sponsored Job  
CrowdStreet
VP, General Counsel and Chief Compliance Officer Duties: Act as the principal legal advisor to executives and the company on all legal and regulatory matters. Provide thought leadership to the Investments deal team regarding the sponsor vetting and review process, including all...
Sep 25,20 Farmington, CT, United States Chief Compliance Officer -Investment Management
Sponsored Job  
Symetra Financial Corporation
Chief Compliance Officer Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and will support registration, new and existing client opportunities, new investment origination and management as well as ensuring com...
Sep 25,20 Newport Beach, CA, United States Senior Compliance Officer
Sponsored Job  
PIMCO. (Pacific Investment Management Company)
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related procedures, including monitoring information barriers, maintaining restricted lists and handling market pre-soundings and wall c...
Feb 05,2020 USA-OR-Portland VP General Counsel & Chief Compliance Officer
\n\nJob Description\nTo support our company?s rapid growth, the Chief Financial Officer/Chief Operating Officer is seeking a stellar VP, General Counsel/Chief Compliance Officer to be responsible for the development and execution of legal and compliance functions.  This senior leadership role wil
Mar 14,2020 USA-NY-New York City Compliance Manager - Broker/Dealer
Job Description\nRESPONSIBILITIES:Kforce's client, a broker/dealer headquartered in New York, NY, is seeking a Trade Surveillance Associate for their Manhattan office. This is a company with tremendous stability and growth, and it has a track record of offering both to their employees over the past
Mar 30,2020 USA-FL-Miami Compliance Manager
Job Description\nRESPONSIBILITIES:Kforce has a client seeking a Compliance Manager in Miami, FL.\r\n\r\nMain Duties and Responsibilities:\r\n Monitor transactions and review alerts to identify potential suspicious activity within a given timeframe\r\n Identify patterns and trends consistent with mon
Apr 06,2020 USA-CA-Los Angeles Chief Compliance Officer
Job Description\nAgainst this backdrop, RBC and Company seek a Chief Compliance Officer (CCO), reporting to the RBC U.S. Chief Compliance Officer, who will be responsible for driving and overseeing an enterprise compliance program within the Bank that is integrated and aligned with the rest of RBC's
Apr 06,2020 USA-IL-Batavia Compliance Manager
Job Description\nRef ID: 01300 [ Phone number blocked ] Classification: Human Resources (HR) ManagerCompensation: $120000.00 to $129000.00 yearlyNewly created Compliance/Operations Manager for a large firm in Batavia. This role reports to the Direct of Human Resources. Duties and responsibilities wi
Apr 14,2020 USA-LA-Baton Rouge BONS COMPLIANCE MANAGER (PROGRAM MANAGER 1-A DHH)
Job Details
BONS COMPLIANCE MANAGER (PROGRAM MANAGER 1-A DHH)
This listing closes on 4/25/2020 at 11:59 PM Central Time (US & Canada).
Salary
$26.71 - $52.56 Hourly $4,630.00 - $9,110.00 Monthly
$4,630.00 - $9,110.00 Monthly
Location
Baton Rouge, LA
Baton Rouge, LA
Job Type
Classified
Department
LDH
Apr 29,2020 USA-NY-New York City Compliance Officer Regulatory
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003eThe right candidate will support the consumer regulatory compliance functions and support the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various l
Apr 29,2020 USA-FL-Orlando Contracts and Compliance Manager
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cb\u003ePOSITION PURPOSE\u003c/b\u003e\u003c/p\u003e\r\u003cp\u003eUnder supervision of the CEO the Contracts and Compliance Manager will oversee the contracts department while running and enhancing a companywide compliance
May 22,2020 USA-NY-Cheektowaga Compliance Paralegal - Manager
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cb\u003eRef ID: \u003c/b\u003e02940 [ Phone number blocked ] \u003cbr /\u003e\u003cbr /\u003e\u003cb\u003eClassification: \u003c/b\u003eParalegal - Manager\u003cbr /\u003e\u003cbr /\u003e\u003cb\u003eCompensation: \u003c/b\u003eDOE\u003c
May 26,2020 USA-NY-Buffalo Compliance Paralegal - Manager - *Remote*
Location
Buffalo
NY
Employment Type
Temporary
Job Category
Administrative & Clerical
, Legal
, Management
*REMOTE OPPORTUNITY* - In Buffalo, NY, our client - major leading energy company with national offices - is searching for a Compliance Paralegal (w/ energy-sector experience) to work for a con
Jun 15,2020 USA-NY-New York City Compliance Manager - Broker/Dealer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eRESPONSIBILITIES:\u003c/strong\u003e\u003c/p\u003eKforce's client, a broker/dealer headquartered in New York, NY, is seeking a Compliance Officer for their Manhattan office. This is a company with tremendous sta
Jul 17,2020 USA-WA-Seattle Chief Compliance Officer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eJob Description:\u003c/strong\u003e \u003cbr /\u003e\u003cbr /\u003eThe U.S. Adviser Chief Compliance Officer will be responsible for the management and execution of the compliance program for Company Investment
Jul 25,2020 USA-CO-Greenwood Village Business Compliance Manager
\u003Cp\u003EOur client, a residential home builder in the Park Meadows area is looking to hire a Business Compliance Manager.   We are looking for someone with a paralegal or attorney background and 5-10 years of RE and\u002For banking experience.   Key duties include working with outside couns
Jul 26,2020 USA-OK-Tulsa Compliance Officer Job
Compliance Officer
The Compliance Officer will regularly consult with the CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System. They will assist in the review of policies, guidelines, procedures, make recommendations to management, perform testing, generate report
Aug 15,2020 USA-CO-Greenwood Village Business Compliance Manager\u002FReal Estate Paralegal
\u003Ctable\u003E\u003Ctbody\u003E\u003Ctr\u003E\u003Ctd id=\ctl00_ctl00_ContentPlaceHolderBase_ContentPlaceHolderRight_JobDetail_jobDetailTabStrip1_controlDescriptionTab_tdJobDescription\\u003E\u003Cp\u003E\u003Cstrong\u003EBusiness Compliance Manager\u002FReal Estate Paralegal\u003C\u002Fstrong\u0
Sep 01,2020 USA-NY-New York City SVP Global Chief Compliance Officer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003eThe Chief Compliance Officer is responsible for leading the compliance program for Company, a public company listed on the NYSE and its affiliated investment advisors in the United States, Europe and Asia. This position is respon
Sep 01,2020 USA-NY-New York City SVP Global Chief Compliance Officer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003eThe Chief Compliance Officer is responsible for leading the compliance program for Company, a public company listed on the NYSE and its affiliated investment advisors in the United States, Europe and Asia. This position is respon
Sep 03,2020 USA-LA-Baton Rouge Program Manager 1A-DHH / BONS Compliance Manager
Job Details
Program Manager 1A-DHH / BONS Compliance Manager
This listing closes on 9/11/2020 at 11:59 PM Central Time (US & Canada).
Salary
$26.71 - $52.56 Hourly $4,630.00 - $9,110.00 Monthly
$4,630.00 - $9,110.00 Monthly
Location
Statewide, LA
Statewide, LA
Job Type
Classified
Department
LDH-Offi
Sep 14,2020 USA-CT-Hartford Property Casualty Insurance Compliance Officer (Hartford, CT)
Salary:
Global Property Casualty Insurance Company seeking an experience senior level Compliance professional to oversee and lead US Compliance. Minimum 10-15 years applicable experience is needed. Responsibilities included Data Privacy/Protection, Insurance Regulatory, and Money Laundering oversig
Sep 20,2020 USA-NY-New York City Paralegal/Compliance Risk Management Officer
100% Remote job opportunity for Paralegal/Compliance Risk Management Officer.
Please find details of this position below:
Industry:
Financial and Banking
Job Title:
Paralegal/Compliance Risk Management Officer
Location:
Remote - can sit anywhere in US (Telecommuter, NY)
Duration:
3.5 Months (Possibi
23 matches | 1 - 20 displayed
  1 2  

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