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Compliance Officer Jobs

7 matches | 1 - 7 displayed
  1  
date  location  job detail
Feb 02,19 Newark, NJ, United States Vp, Chief Compliance Officer Pcg
Sponsored Job  
PGIM, Inc.
VP, Chief Compliance Officer PCG Responsibilities will include: Oversee investment adviser Compliance program for PCG & PPPI, including both their U.S. and international offices; Oversee global Compliance program in conjunction with Compliance staff in PCG’s non-US jurisdictio...
Feb 02,19 Columbus, OH, United States Deputy Chief Compliance Officer
Sponsored Job  
ORIX USA Corporation
Deputy Chief Compliance Officer The candidate will develop an effective review programs ensuring the purpose, scope, and audit approach is appropriate for the business unit. Oversee all regulatory exams, including but not limited to, FINRA, SEC, HUD, GNMA, FNMA, Freddie Mac audi...
Jan 28,19 Houston, TX, United States Chief Compliance Officer
Sponsored Job  
Baker Hughes, Inc.
Chief Compliance Officer The candidate will lead and direct Compliance and identify and abate Compliance risks including policy Compliance legal and regulatory risks, develop strategy, and implement relevant changes to related policy and processes as needed. Will create program...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Feb 13,2019 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Feb 13,2019 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jan 19,2019 USA-AZ-Scottsdale Life and Annuity Compliance Officer
We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment. Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic,
Jan 19,2019 USA-NY-New York City Regulatory Compliance Officer
Consumer Bank Regulatory Compliance Officer
The Compliance Search Group
in
New York, NY, USA
Benefits Offered
401K, Dental, Life, Medical, Vision
Employment Type
Full-Time
Why Work Here?
?A highly regarded Investment Management firm headquartered in Chicago is looking for a Compliance Manager.?
Over

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