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Compliance Officer Jobs

8 matches | 1 - 8 displayed
date  location  job detail
Oct 20,19 Downey, CA, United States General Counsel, Chief Compliance, Privacy & Enterprise Risk Officer
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Super Care Health
General Counsel, Chief Compliance Privacy & Enterprise Risk Officer Duties: One of the most important members of the management team, is primarily responsible for overseeing Compliance within an organization, and ensuring Compliance with laws, regulatory requirements, policies ...
Oct 19,19 Chadds Ford, PA, United States Chief Compliance Officer/General Counsel
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Franklin Mint Federal Credit Union
Chief Compliance Officer General Counsel Duties: Ensures the safety and soundness of the Credit Union as it relates to legal and Compliance issues to include state and federal regulations. Establishes and implements effective Compliance and risk programs to prevent illegal, unet...
Oct 15,19 Boston, MA, United States Chief Compliance Counsel / Officer
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Chief Compliance Counsel Officer The candidate will ensure that company adheres to its Compliance obligations, specifically anti-kickback and meaningful use. Will serve as primary liaison to company executive leadership team. Collaborate with them on Compliance program enhance...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/

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